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Regulatory compliance requires a balance between investigative rigour and a respect for due process and the protection of privilege. Ian Godfrey, Sarah Graves, Subrata Bhattacharjee, Sophie Scemla and invited speakers Michelle Vaillancourt, Senior Litigation Counsel, Enforcement Branch, Ontario Securities Commission; and Bonita Thornton, Manager, Investigation Department, Law Society of Upper Canada, will highlight how investigations are best managed across a variety of sectors, including:
Please click here to register. The event is being held on Wednesday, October 30, 2013, from 8:00 am to 9:00 am.
Credits
0.75 Professionalism Hour
0.25 Substantive Hour